James Edward Hundman

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2017
  Triad Advisors, Inc.
  Norcross, GA
• 03/2017 → Present
  Lion Street Financial
  Carefree, AZ
• 03/2017 → Present
  Lion Street Advisors
  Carefree, AZ

Previous Registrations

• 2017-03-27 → 2025-11-03
  Lion Street Advisors, Llc
  Scottsdale, AZ
  Carefree, AZ
  Austin, TX
• 2014-10-23 → 2017-05-03
  Triad Advisors Llc
  Carefree, AZ
  Carefree, AZ
  Atlanta, GA
• 2002-03-08 → 2014-11-04
  Lpl Financial Llc
  Carefree, AZ
  Lisle, IL
  Lisle, IL
  Naperville, IL

Other Businesses

1.HUNDMAN WEALTH PLANNING, LLC POSITION: Owner NATURE: Investment Advisory Services and Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 10/27/2014 ADDRESS: 36600 N Pima Rd, Suite 301, Carefree AZ 85377, United States DESCRIPTION: Owner and Advisor 2.HUNDMAN LAW OFFICES POSITION: Owner NATURE: Estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 36600 N Pima Rd, Suite 301, Carefree AZ 85377, United States DESCRIPTION: Preparation of estate plans 3.FOOTHILLS CARING CORPS POSITION: Board Member NATURE: This is a local charity (501(c)3 that provides services to the elderly and persons with disabilities. Founded in 1999. Services include transportation to medical appointments, grocery shopping assistance, home repairs, meals on wheels, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2024 ADDRESS: 7275 E. Easy Street, Suite B-104, Carefree AZ 85377, United States DESCRIPTION: Serve on the board of directors to guide the organization 4.RUSS LYON SOTHEBY'S POSITION: Referring agent NATURE: real estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2025 ADDRESS: 34305 N Scottsdale Rd, Scottsdale AZ 85266, United States DESCRIPTION: If a client asks I refer them to the real estate firm to list their property

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-11
• S63 Uniform Securities Agent State Law Examination
  1999-06-05

Designations

• Certified Financial Planner