Best Investors Account Sign in
Claim This Profile
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-06-25
  • WI RA
    APPROVED
    Since 2018-06-25

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Milwaukee County Courthouse 901 N. 9Th Street, Room 203K, Milwaukee, WI 53233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Niebler Properties, Inc. Brookfield WI 11/2014 02/2018
Gwfs Equities, Inc Greenwood Village CO 03/2018 Present
  • 11/2014 → 02/2018
    Niebler Properties, Inc.
    Brookfield, WI
  • 03/2018 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-25
S63 Uniform Securities Agent State Law Examination 2018-04-20
S66 Uniform Combined State Law Examination 2004-06-03
  • S65 Uniform Investment Adviser Law Examination
    2018-06-25
  • S63 Uniform Securities Agent State Law Examination
    2018-04-20
  • S66 Uniform Combined State Law Examination
    2004-06-03
Other Names
  • Patricia K Zerkel
  • Patricia K Whiting
  • Patricia Keelan Zerkel
  • Patricia Keelan Smith

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenwood Village, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor