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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-07-20 |
| OR | RA | APPROVED | 2009-01-02 |
Branch Locations
5440 Sw Westgate Drive, Suite 105, Portland, OR 97221 • United States
Lake Oswego, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Portland | OR | 01/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Portland | OR | 01/2009 | Present |
| The Commerce Company | Portland | OR | 01/2014 | Present |
(1) Name of Business: The commerce Company Address: 5400 SW Westgate Dr Ste 105, Portland, OR, 97221, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advisor with support Co.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-03 |
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