James Edward Latiolais

Current Employers

Employment History

• 01/1982 → Present
  Self Employed
  Houston, TX
• 09/1996 → 12/2016
  Fsc Securities Corporation
  Houston, TX
• 01/2017 → 06/2020
  Cetera Advisor Networks
  El Segundo, CA
• 01/2017 → 06/2020
  Cetera An
  Houston, TX
• 07/2020 → 07/2022
  Bdt & Associates, Inc.
  Yuma, AZ
• 09/2009 → 12/2016
  Fsc
  Atlanta, GA
• 01/2017 → 06/2020
  Cetera An
  El Segundo, CA
• 07/2022 → 09/2022
  Unemployed
  Houston, TX
• 09/2022 → Present
  Lifestyle Asset Management
  Friendswood, TX
• 07/2020 → 07/2022
  Invicta Fg
  Yuma, AZ

Previous Registrations

• 2020-08-14 → 2022-08-15
  Invicta Financial Group
  Houston, TX
  Yuma, AZ
• 2017-01-04 → 2020-07-02
  Cetera Wealth Services, Llc
  Houston, TX
  Boerne, TX
  Houston, TX
• 2013-01-25 → 2017-01-03
  Fsc Securities Corporation
  Houston, TX

Other Businesses

1. Jim Latiolais is a licensed insurance agent, Sole Proprietor since January 1982. He is an independent insurance agent that sells and services for health and life insurance. From time to time, he will offer clients advice or products for this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Jim Latiolais always acts in the best interest of the client, including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through Jim Latiolais in his capacity as a licensed insurance agent. Jim Latiolais spends about 5-10 hours per month on this activity receiving approximately $5,000.00 compensation annually. 2. Jim Latiolais, Sole Proprietor uses the d/b/a of Latiolais Services since July 2020. This d/b/a was established to pay all appropriate payroll taxes, federal and state income taxes for advisory business. Jim Latiolais receives no commission for this activity and spends 1 hour per month on this activity. 3. Millennium Brokerage Group ; Agent; Investment related: Yes; 100 Winners Circle Brentwood Tennessee 37027 USA; Life insurance ; Duties: Creating insurance illustrations and writing life insurance ; 2022-11-18; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 5;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-08
• S63 Uniform Securities Agent State Law Examination
  1986-01-13