Stephen M Carmona

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 06/2019
  A I M Distributors, Inc.
  Houston, TX
• 07/2002 → 06/2019
  Aim Private Asset Management, Inc.
  Houston, TX
• 01/2010 → 06/2019
  Invesco Advisers, Inc.
  Atlanta, GA
• 06/2019 → 12/2020
  Unemployed
  Southlake, TX
• 12/2020 → Present
  Fidelity Investments
  Westlake, TX
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-01-28 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2010-01-01 → 2019-06-03
  Invesco Advisers, Inc.
  Atlanta, GA
  Atlanta, GA
• 2002-07-30 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-08
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Other Names

• Stephen Michael Carmona
• Stephen Carmona