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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-28
IN RA APPROVED 2012-07-27
FL RA APPROVED 2009-04-13
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • IN RA
    APPROVED
    Since 2012-07-27
  • FL RA
    APPROVED
    Since 2009-04-13

Branch Locations

2025 W. Old Us Highway 441, Mount Dora, FL 32757 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Mt. Dora FL 04/2005 Present
Raymond James Financial Services Advisors, Inc Mt Dora FL 01/2009 Present
Previous Registrations
  • 1998-04-01 → 2005-03-30
    Banc Of America Investment Services, Inc.
    Leesburg, FL
Other Businesses

(1)Name of Business: Cactus Lane Properties, LLC Address: 3613 Cactus Lane , Mount Dora, FL, 32757, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Maintain and management services for a rental home. (2)Name of Business: Collier Financial Solutions,INC Address: 2025 W Old US Highway 441, Mount Dora, FL, 32757, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Independent Contractor, Officer - CEO, Officer - President, Officer - Secretary, Officer - Treasurer Investment Related: No Start Date: 05/01/2005 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: President CFS, Inc (3)Name of Business: n/a, but Errands Etc is name of wife's business Address: 3613 Cactus Lane, Mount Dora, FL, 32757, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/15/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Spousal Benefits

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1985-10-18
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1985-10-18
Designations
Other Names
  • Gregory Cline Collier

View on SEC IAPD

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