Best Investors Account Sign in

Stephen Patrick Kelliher

Morgan Stanley

Norwell, MA

Delray Beach, FL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-22
CT RA APPROVED 2022-01-24
TX RA APPROVED_RES 2009-06-01
  • FL RA
    APPROVED
    Since 2022-02-22
  • CT RA
    APPROVED
    Since 2022-01-24
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Norwell MA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Norwell, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2008-01-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    Norwell, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-01
S63 Uniform Securities Agent State Law Examination 1992-04-14
  • S65 Uniform Investment Adviser Law Examination
    2022-02-01
  • S63 Uniform Securities Agent State Law Examination
    1992-04-14
Other Names
  • Stephen Kelliher

View on SEC IAPD

Other Firms

ESSENTIAL ASSET MANAGEMENT, LLC
BAY COLONY ADVISORS
FLAGSHIP HARBOR ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
GORMAN FINANCIAL MANAGEMENT
DIVERSIFIED FINANCIAL MANAGEMENT
RBC CAPITAL MARKETS, LLC

Other Investors

STEPHEN M DAGLIO
ELIZABETH MARY VALLONE
JAMES F PIEROTTI
KELLY ALLEN WOERDEMAN
MICHAEL NEIL WALLANDER
PATRICK V MURRAY
MARK JOSEPH EVERETT
ADAM KEITH DWORKIN

Other Offices

ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
LPL FINANCIAL LLC · NORWELL, MA
GORMAN FINANCIAL MANAGEMENT · NORWELL, MA
DIVERSIFIED FINANCIAL MANAGEMENT · NORWELL, MA
RBC CAPITAL MARKETS, LLC · NORWELL, MA

More in Norwell, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor