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Current Employers
Northwest Investment Advisors, Inc.

9 S Washington St Suite 210, Spokane, WA 99201 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-05-08
  • GA RA
    APPROVED
    Since 2014-05-08

Branch Locations

9 S Washington St Ste 210, Spokane, WA 99201

Duluth, GA • United States

9 S Washington St Ste 210, Spokane, WA 99201 • United States

9 S Washington St Suite 210, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B/D Management Services Duluth GA 03/2000 Present
Murray Fine Arts & Antiques Duluth GA 07/2004 Present
H&R Block/Business Partners Unlimited, Inc. Westminster SC 01/2014 Present
Northwest Investment Advisors, Inc. Spokane WA 04/2014 Present
Northwest Investment Advisors, Inc. Spokane WA 05/2014 Present
Previous Registrations
  • 2012-01-17 → 2012-05-07
    L.M. Kohn & Company
    Atlanta, GA
  • 2006-06-30 → 2012-01-17
    Midsouth Capital, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2004-04-08 → 2006-05-17
    Advantage Capital Corporation
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2004-04-08 → 2006-05-12
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
  • 2003-05-02 → 2004-01-12
    Veravest Investment Advisors, Inc.
    Atlanta, GA
Other Businesses

OUTSIDE BUSINESS ACTIVITY (1) BD MANAGEMENT SERVICES IS INVESTMENT-RELATED ONLY IN THAT I MAY PROVIDE CONSULTING AND/OR MANAGEMENT SERVICES TO BROKER/DEALERS OR OTHER BUSINESSES. STARTED MARCH 2000. (2)MURRAY FINE ARTS & ANTIQUES. I PRODUCE OIL PAINTINGS & MAKE SEMI-PRECIOUS JEWELRY. SOLE PROPRIETOR. STARTED SUMMER 2004. LESS THAN 20 HOURS PER WEEK, NONE DURING TRADING HOURS. (I CONDUCT BOTH BUSINESSES OUT OF AN OFFICE IN MY HOME.) (3) TAX PREPARER & BOOKKEEPER - JANUARY 2014 TO PRESENT. IN SEASON HOURS ARE 50+ PER WEEK. OFF SEASON HOURS ARE 20 HOURS OR LESS PER WEEK. (4) GENERAL BUSINESS CONSULTING - BUSINESS/ADMINISTRATIVE SUPPORT TO UPSTATE SOUTH CAROLINA BUSINESS OWNERS. BEGAN JANUARY OF 2014 TO PRESENT. LESS THAN 40 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1988-01-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1988-01-27

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