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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-03-03 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
300 E State St Ste 530, Redlands, CA 92373 • United States
North Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stout & Waner | Redlands | CA | 02/1991 | 11/2017 |
| National Planning Corporation | Redlands | CA | 06/2003 | 11/2017 |
| Lpl Financial Llc | Redlands | CA | 11/2017 | Present |
1. 11/29/2017 - Stout Payne Waner - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Registered Representative - Start Date 6/1/16 - 160 Hours Per Month / 160 Hours During Trading 2. 06/21/2023 - Matson Waner Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/26/2023 - 0 Hours Per Month/ During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-03 |
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