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Gary Winfield Decker

Wealth Alliance Advisory Group, LLC

Wichita, KS

CRD 3228205

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Employer firm

Wealth Alliance Advisory Group, LLC CRD 290329

$979M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Alliance Advisory Group, Llc

10585 E 21St N, Wichita, KS 67207 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-11-30
TX RA APPROVED_RES 2017-11-30
  • KS RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED_RES
    Since 2017-11-30

Branch Locations

10585 E 21St N, Wichita, KS 67207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Wichita KS 07/2013 11/2017
Wealth Alliance Advisory Group, Llc Wichita KS 11/2017 Present
Mutual Securities, Inc. Camarillo CA 11/2017 Present
Previous Registrations
Other Businesses

1. WEALTH ALLIANCE ADVISORY GROUP, LLC., START DATE: 12/1/2017, 111 S. WHITTIER STREET, WICHITA, KS, LLC, RIA, PRESIDENT/CEO, WEALTH MANAGEMENT AND FINANCIAL ADVISOR, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Wealth Alliance Tax and Accounting, LLC., Start Date: 06/11/2024, 10585 E 21st Street N, Wichita, KS 67206, LLC, Tax and Accounting, Partner, Duties: None/Investor, 0 Hours per month, 0 Hours per day during trading hours. 3. Preferred Pension Solutions, LLC.- 50% Ownership, CEO & COO, Start Date: 07/01/2021, Location of the business: 10585 E 21st St. N. Wichita KS 67206, LLC, Retirement Plan Administration and Consulting, Retirement Plan Administration and Consulting, Owner, Business Development for Third Party Administration Business/Convert existing broker-dealer business to RUA, Investment Related, Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5. 4. DC Real Estate Group, LLC., Start Date: 11/30/2017, 10585 E 21 St N, Wichita, KS 67206, LLC-Partnership, Real Estate Holding LLC, Owner/Partner, This is an LLC that owns the building that houses our offices, It does not own any other assets, Not Investment Related, 0 Hours per month, 0 hours per day during trading hours. 5. Wealth Alliance Tax and Accounting LLC; Owner; Non Investment Related; Location: 10585 e 21st N. Wichita KS 67206; Start date: 2024-06-11; Description: Tax Prep and Accounting Services; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Gary Decker. 6. Carson Bank Board Member, Start Date: 01/01/2025, 122 W Main, Mulvane, KS 67110, Corporation, Community-focused Commercial Bank/Personal & Business Banking Services, Board Member, Provide Governance & Oversight to the Bank regarding strategic direction, regulatory duties, compliance, financial stability & stakeholder interests, Investment Related, 2 Hours per month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-08
S63 Uniform Securities Agent State Law Examination 1999-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-06-30
Other Names
  • Gary W Decker

View on SEC IAPD

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