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Wealth Alliance Advisory Group, LLC CRD 290329
$979M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10585 E 21St N, Wichita, KS 67207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-11-30 |
| TX | RA | APPROVED_RES | 2017-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wichita | KS | 07/2013 | 11/2017 |
| Wealth Alliance Advisory Group, Llc | Wichita | KS | 11/2017 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 11/2017 | Present |
1. WEALTH ALLIANCE ADVISORY GROUP, LLC., START DATE: 12/1/2017, 111 S. WHITTIER STREET, WICHITA, KS, LLC, RIA, PRESIDENT/CEO, WEALTH MANAGEMENT AND FINANCIAL ADVISOR, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Wealth Alliance Tax and Accounting, LLC., Start Date: 06/11/2024, 10585 E 21st Street N, Wichita, KS 67206, LLC, Tax and Accounting, Partner, Duties: None/Investor, 0 Hours per month, 0 Hours per day during trading hours. 3. Preferred Pension Solutions, LLC.- 50% Ownership, CEO & COO, Start Date: 07/01/2021, Location of the business: 10585 E 21st St. N. Wichita KS 67206, LLC, Retirement Plan Administration and Consulting, Retirement Plan Administration and Consulting, Owner, Business Development for Third Party Administration Business/Convert existing broker-dealer business to RUA, Investment Related, Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5. 4. DC Real Estate Group, LLC., Start Date: 11/30/2017, 10585 E 21 St N, Wichita, KS 67206, LLC-Partnership, Real Estate Holding LLC, Owner/Partner, This is an LLC that owns the building that houses our offices, It does not own any other assets, Not Investment Related, 0 Hours per month, 0 hours per day during trading hours. 5. Wealth Alliance Tax and Accounting LLC; Owner; Non Investment Related; Location: 10585 e 21st N. Wichita KS 67206; Start date: 2024-06-11; Description: Tax Prep and Accounting Services; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Gary Decker. 6. Carson Bank Board Member, Start Date: 01/01/2025, 122 W Main, Mulvane, KS 67110, Corporation, Community-focused Commercial Bank/Personal & Business Banking Services, Board Member, Provide Governance & Oversight to the Bank regarding strategic direction, regulatory duties, compliance, financial stability & stakeholder interests, Investment Related, 2 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
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