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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-01-08 |
Branch Locations
1450 Fashion Island Blvd., San Mateo, CA 94404 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Woodside | CA | 04/2005 | Present |
--Name of the other business: MICHAEL RHODES --Investment-related? NO --Address of the other business: 38313 CRAIG STREET, FREMONT, CA 94536 --Nature of the other business: NOTARY PUBLIC --Position, title, or relationship with the other business: NOTARY PUBLIC --Start date of your relationship: 12/05/2013 --Approximate number of hours/month you devote to the other business: 1-5 --Number of hours you devote to the other business during securities trading hours: 1-5 --Duties relating to the other business: NOTARIZE DOCUMENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-03 |
| S66 | Uniform Combined State Law Examination | 2001-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-06 |
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