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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-19 |
| CA | RA | APPROVED | 2016-12-01 |
| IL | RA | APPROVED | 2016-01-14 |
Branch Locations
4225 Naperville Road Suite 255, Lisle, IL 60532 • United States
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 01/2016 | 11/2016 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
| Morgan Stanley | Irvine | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-08 |
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