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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-01 |
Branch Locations
33 Whitetail Creek Road Suite 1, Saginaw, MI 48638 • United States
4905 Berl Drive, Saginaw, MI 48604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Finanical Network | Waltham | MA | 08/2003 | Present |
1. Fixed insurance sales, as an Agent, under the name 'Commonwealth Financial Network'; Conducted at branch; Investment related. 2. Co-Owner, Sanchez Industries, Inc. dba Baby Ellie Auto Spa, private entity est. to offer car wash services; Located 7908 Gration, Saginaw, MI 48609; As of 10/01/02; 5% time spent during business hours; Not conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-01 |
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