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Brian Leaman Douglass

Financial Advisors Network, Inc.

Tustin, CA

CRD 1406770

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Employer firm

Financial Advisors Network, Inc. CRD 152083

$1.11B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars
  • CORPORATE TRUST SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Advisors Network, Inc.

1432 Edinger Avenue Suite 200, Tustin, CA 92780 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-09-25
  • CA RA
    APPROVED
    Since 2015-09-25

Branch Locations

1432 Edinger Avenue Suite 200, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tustin CA 10/2014 03/2018
Financial Advisors Network, Inc. Tustin CA 10/2014 Present
Previous Registrations
Other Businesses

(1) 10/07/2016: No Business Name - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start 10/03/2016 - 0 Hr/Mo (2) 11/01/2016: Financial Advisors Network, Inc - Registered Investment Advisor Hybrid - DBA: (Hybrid) Financial Advisors Network, Inc. - Investment Related - 1432 Edigner Ave, ste 200, Tustin, CA 92780 - Start 10/03/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Financial Advisors Network, Inc, an independent investment advisor firm. I started this business activity on 11/1/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) Rental properties; not investment-related; Laguna Woods, CA; owner; 07/2023; 10 hours per month; rental property manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-29
S66 Uniform Combined State Law Examination 2014-11-25
  • S65 Uniform Investment Adviser Law Examination
    2024-06-29
  • S66 Uniform Combined State Law Examination
    2014-11-25
Designations
  • Certified Financial Planner

View on SEC IAPD

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