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Current Employers
Barrett & Company

42 Weybosset Street, Providence, RI 02903-2855 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-08
RI RA APPROVED 2017-04-06
  • TX RA
    APPROVED_RES
    Since 2022-12-08
  • RI RA
    APPROVED
    Since 2017-04-06

Branch Locations

42 Weybosset St, Providence, RI 02903 • UNITED STATES

42 Weybosset Street, Providence, RI 02903 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrett & Company Providence RI 07/1986 Present
Other Businesses

ISOMET CORP; 5263 PORT ROYAL ROAD, SPRINGFIELD, VA; NOT INVESTMENT-RELATED; SINCE 2010; DIRECTOR; FIRM IS A MAKER OF ACOUSTO-OPTIC DEVICES; SERVE ON BOARD OF DIRECTORS; DEVOTE LESS THAN 1 HOUR PER MONTH TO THIS ACTIVITY. WILCOX PARTNERS, LLC, PARTNER IN BUILDING OWNERSHIP AT 42 WEYBOSSET STREET, PROVIDENCE, RI 02903.BUSINESS IS NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 1985-10-01
  • S65 Uniform Investment Adviser Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    1985-10-01
Other Names
  • Wilson Gordon Saville

View on SEC IAPD

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