Mark Richard Lohrman

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ

Previous Registrations

• 2006-01-04 → 2015-08-17
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
• 2004-10-20 → 2005-12-20
  Banc Of America Investment Services, Inc.
  Scottsdale, AZ
• 2003-11-10 → 2004-10-20
  Quick & Reilly, Inc.
  Phoenix, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BOULEVARD, MALVERN, PA 19355

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-06
• S63 Uniform Securities Agent State Law Examination
  1996-12-10