William Richard Jones

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Raymond James & Associates
  Louisville, KY
• 06/2023 → Present
  Raymond James Financial Services, Inc.
  Louisville, KY
• 06/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Louisville, KY
• 06/2023 → Present
  Harmony Wealth Partners
  Louisville, KY
• 06/2023 → Present
  Wr Jones Llc
  Louisville, KY

Previous Registrations

• 2014-12-02 → 2023-06-08
  Raymond James & Associates, Inc.
  Louisville, KY
  Louisville, KY

Other Businesses

(1)Name of Business: Harmony Wealth Partners LLC Address: 10200 Forest Green Blvd Ste 407, Louisville, KY, 40223-5169, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: We joined Raymond James in late 2014. From day one we used Harmony Wealth Partners of Raymond James. When we moved to RJFS in June 2023 we continued to use use our practice name but now as Harmony Wealth Partners, LLC. I am one of 4 advisors on our team. (2)Name of Business: WR Jones LLC Address: 10200 Forest Green Blvd Ste 407, Louisville, KY, 40223-5169, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a memeber of Harmony Wealth Partners, LLC. That is our public name as an RJFS. WR Jones LLC is the single member LLC I was advised to set up in conjunction with our investment practice at RJFS

Exams

• S66 Uniform Combined State Law Examination
  2014-11-28
• S63 Uniform Securities Agent State Law Examination
  1999-07-19
• S65 Uniform Investment Adviser Law Examination
  1994-03-17

Other Names

• Richard Jones
• William Richard Jones
• W. Richard Jones
• W. Richard Jones
• William Richard Jones