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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-04-21 |
| TX | RA | APPROVED | 2009-09-15 |
Branch Locations
770 Saint Michaels Dr, Santa Fe, NM 87505 • United States
505 S Main St Ste 126, Las Cruces, NM 88001 • United States
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 08/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
RENTAL PROPERTY, INVESTMENT RELATED, MARYVILLE, TN, OWNER, START: 2005, 0 HOURS PER MONTH, DUTIES: RECEIVE RENT, OWN HOME, UPKEEP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-21 |
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