Roberto A Fernandez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-05-22
TX	RA	APPROVED_RES	2009-06-22

FL RA
APPROVED

Since 2020-05-22
TX RA
APPROVED_RES

Since 2009-06-22

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

701 Brickell Ave, Miami, FL 33131 • United States

Doral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Juan	PR	10/2007	Present
Bank Of America, N.A.	Guaynabo	PR	07/2011	Present

10/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Juan, PR
07/2011 → Present

Bank Of America, N.A.

Guaynabo, PR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-10-08
S63	Uniform Securities Agent State Law Examination	2002-07-11

S65 Uniform Investment Adviser Law Examination

2019-10-08
S63 Uniform Securities Agent State Law Examination

2002-07-11

Other Names

Roberto A Fernandez
Roberto Alejandro Fernandez
Roberto A Fernandez Cuza

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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