Richard Lee Cox

Current Employers

Employment History

• 06/1984 → Present
  Cox Financial Centers, Inc.
  Chattanooga, TN
• 06/1986 → Present
  The Guardian Life Insurance Company Of A
  New York, NY
• 09/1993 → Present
  Legacy Trust Administration, Inc.
  Chattanooga, TN
• 11/1995 → Present
  American United Life
  Indianapolis, IN
• 11/2000 → 03/2019
  Advisor Planning Corporation
  Chattanooga, TN
• 05/1998 → Present
  Cox Wealth Management, Llc Dba Cox Financial Advisors
  Chattanooga, TN
• 08/2010 → 10/2024
  American Portfolios Financial Services, Inc.
  Chattanooga, TN
• 05/2015 → 10/2024
  American Portfolios Advisors, Inc.
  Hollbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2016-01-13 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2004-01-28 → 2017-01-06
  Cox Wealth Management, Llc
  Chattanooga, TN
• 1992-10-01 → 2008-06-17
  Fsc Securities Corporation
  Chattanooga, TN

Other Businesses

1. RICHARD L COX SR POSITION: Insurance Agent NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/14/1976 ADDRESS: 6031 Shallowford Rd Ste 109 Chattanooga TN 37421 DESCRIPTION: I am a licensed Insurance Agent operating a general agency in the state of Tennessee and therefore, am the assigned principal agent for Cox Financial Centers. 2. SOUTHEAST CHEVELLES POSITION: OWNER NATURE: HOBBY CAR CLUB INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 6031 Shallowford Rd Ste 109 Chattanooga TN 37421 DESCRIPTION: I maintain the website www.sechevelles.com as moderator and administrator. I also maintain the Facebook page for members. We meet on weekends and evenings in good weather to go to car shows with our cars. 3. POSITION: Study Group Leader NATURE: Membership Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/10/2005 ADDRESS: 3301 Windy Ridge Pkwy SE, Ste 50 Atlanta GA 30339 DESCRIPTION: I serve as host to our monthly study group meetings, mentor other Christian Advisors, and handle any needs of the group. 4. RICHARD L COX & MARGARET RENEE COX PROPERTY OWNERS POSITION: Property Owners NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 6031 Shallowford Rd Ste 109 Chattanooga TN 37421 DESCRIPTION: Cox Financial Centers, Inc. has a triple net lease and pays all taxes, insurance, Maintenance, and repair. Owners collect rent. 5. COX WEALTH MANAGEMENT, LLC POSITION: Chief Managing Member NATURE: Limited Liability Company 90% Owned By Richard L Cox Sr and 10% Owned by Margaret Renee' Cox INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/01/1998 ADDRESS: 6031 Shallowford Rd Ste 109 Chattanooga TN 37421 DESCRIPTION: I provide Accounting and Tax Services for Individuals, Businesses, Trusts, and Estates. 6. LEGACY TRUST ADMINISTRATION SERVICES, INC. POSITION: CEO NATURE: PC-Corporation 90% Owned by Richard L Cox, Sr and 10% Owned By Margaret Renee' Cox INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 09/01/1993 ADDRESS: 6031 Shallowford Rd Ste 109 Chattanooga TN 37421 DESCRIPTION: This business is owned by my wife, who is the President and conducts the Trust, Estate, and Business Accounting. I assist with any accounting duties and offer guidance when working with CPA's and Attorneys. 7. COX FINANCIAL CENTERS, INC. POSITION: President/CEO NATURE: S Corporation 90% owned by Richard L Cox Sr and 10% owned by Margaret Renee' Cox INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 06/01/1984 ADDRESS: 6031 Shallowford Rd Ste 109 Chattanooga TN 37421 DESCRIPTION: I am a General Agent Licensed under Cox Financial Centers, Inc., and have other licensed agents in my production group who submit Life, Health, and Fixed Annuities through our agency.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-08
• S63 Uniform Securities Agent State Law Examination
  1985-10-14

Designations

Other Names

• Rich Cox
• Rick Cox
• Rick Cox
• Ricky Cox
• Dick Cox