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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-29 |
| PA | RA | APPROVED | 2010-06-21 |
| TX | RA | APPROVED | 2006-08-24 |
| NJ | RA | APPROVED | 2004-09-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 02/2004 | Present |
| Bank Of America, Na | Philadelphia | PA | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-05 |
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