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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-04 |
| PA | RA | APPROVED | 2014-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Exton | PA | 07/2013 | Present |
I*136359For profit or not for profit: For-Profit OrganizationName of outside business organization: DoorDashInvestment related: Address of business: San Francisco, California 94107Nature of business: Corporation,Compensation for Activity: Position, title, association: Part-Time, Start date of relationship: 2/2021Number of hours devoted: 60 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Food Delivery/ I would be independent contractor for company and delivery food.I*772256For profit or not for profit: Entity For ProfitName of outside business organization: User InterviewsInvestment related: NAddress of business: Brooklyn, New York, 11215Nature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 3/15/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: research participant, Company conducts research user studies for companies and I would be a participant and receive compensation. I*492043 Entity Type: N/A Name of OBA:A.C. Address:Newtown Square Pennsylvania Investment Related:No Position, Title, Association:Power of Attorney Start Date:06/17/2019 No Hours: 1 Monthly No Hours during trading:1 Monthly Duties:Power of Attorney for Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-27 |
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