Dennis Randall Laird

Current Employers

Employment History

• 10/2010 → 11/2016
  Ameriprise Financial Services Inc
  Birmingham, AL
• 12/2016 → 06/2018
  Lpl Financial, Llc
  Vestavia Hills, AL
• 12/2016 → Present
  Rfg Advisory
  Vestavia Hills, AL
• 06/2018 → Present
  Private Client Services
  Birmingham, AL

Previous Registrations

• 2010-10-15 → 2016-12-06
  Ameriprise Financial Services, Llc
  Birmingham, AL
• 2009-06-01 → 2010-11-04
  Morgan Stanley
  Birmingham, AL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Birmingham, AL
• 2005-08-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Birmingham, AL
  Birmingham, AL
• 2003-07-01 → 2005-08-29
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 1999-10-18 → 2003-07-01
  Prudential Equity Group, Llc
  Birmingham, AL

Other Businesses

1) 11/11/2016. RFG ADVISORY. 248 INVERNESS CENTER DRIVE, BIRMINGHAM, AL 35242. DBA FOR PCS BUSINESS. REGISTERED REPRESENTATIVE. 40 HOURS/MO; 30 DURING TRADING HOURS. 2) 11/11/2016. RFG ADVISORY. 248 INVERNESS CENTER DRIVE, BIRMINGHAM, AL 35242. ADVISORY ACTIVITY. IAR. 40 HOURS/MO; 30 DURING TRADING HOURS. 3) NAME OF BUSINESS: LHP CAPITAL LLC. INVESTMENT-RELATED: YES, REAL ESTATE. ADDRESS: 1305 BRANCHWATER LANE, VESTAVIA, AL 35216. NATURE OF BUSINESS: COMMERCIAL REAL ESTATE. POSITION/TITLE: MEMBER/CO-OWNER OF LLC. START: 05/24/2021. HOURS DEVOTED TO OTHER BUSINESS: 2 HOURS/MONTH DEVOTED OUTSIDE SECURITIES TRADING HOURS. DUTIES: CO-OWNER, ASSIST WITH BUYING AND MANAGING COMMERCIAL REAL ESTATE PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-14
• S63 Uniform Securities Agent State Law Examination
  1985-10-16

Other Names

• Randy Laird