Samuel Marco Marco Gugliemini

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shrewsbury, NJ
• 05/2011 → 07/2023
  Bank Of America, N.A.
  Toms River, NJ
• 07/2023 → Present
  Morgan Stanley Smith Barney Llc
  Toms River, NJ
• 09/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2010-12-03 → 2023-07-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Toms River, NJ
• 2009-06-01 → 2010-12-16
  Morgan Stanley
  Shrewsbury, NJ
• 2003-08-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Shrewsbury, NJ
  Shrewsbury, NJ
• 2003-07-01 → 2003-08-18
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
• 2002-05-23 → 2003-07-01
  Prudential Equity Group, Llc
  Red Bank, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-16
• S63 Uniform Securities Agent State Law Examination
  1985-10-09

Other Names

• Marco Gugliemini
• Samuel Marco Gugliemini