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Samuel Marco Marco Gugliemini

Morgan Stanley

Toms River, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-28
  • NJ RA
    APPROVED
    Since 2023-07-28

Branch Locations

1433 Hooper Avenue, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Shrewsbury NJ 11/2010 07/2023
Bank Of America, N.A. Toms River NJ 05/2011 07/2023
Morgan Stanley Smith Barney Llc Toms River NJ 07/2023 Present
Morgan Stanley Private Bank, N.A New York NY 09/2023 Present
  • 11/2010 → 07/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Shrewsbury, NJ
  • 05/2011 → 07/2023
    Bank Of America, N.A.
    Toms River, NJ
  • 07/2023 → Present
    Morgan Stanley Smith Barney Llc
    Toms River, NJ
  • 09/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-16
S63 Uniform Securities Agent State Law Examination 1985-10-09
  • S65 Uniform Investment Adviser Law Examination
    2002-04-16
  • S63 Uniform Securities Agent State Law Examination
    1985-10-09
Other Names
  • Marco Gugliemini
  • Samuel Marco Gugliemini

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
USI ADVISORS
BANKERS LIFE ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEALTH QUARTERBACK LLC
PNC WEALTH MANAGEMENT LLC
G. DOUGLAS WEALTH MANAGEMENT

Other Investors

BENJAMIN ADAM FELICELLI
JOHN MICHAEL CICALA
MARK K VANDZURA
Molly Danielle Staffordsmith
CRAIG RICHARD REID
ALEXANDER STEPHEN JOICE
GERARD RAYMOND CALA
TODD RICHARD SPEEDY

Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ
G. DOUGLAS WEALTH MANAGEMENT · TOMS RIVER, NJ

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