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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-11-03 |
| OH | RA | APPROVED | 2023-11-03 |
| SC | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
8605 N. Dixie Drive Suite C, Dayton, OH 45414 • United States
7333 Paragon Road Suite 175, Dayton, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Dayton | OH | 12/1991 | 11/2023 |
| Smith, Moses & Co., Llc | Dayton | OH | 09/1991 | Present |
| Osaic Wealth, Inc. | Dayton | OH | 11/2023 | Present |
1. SGM AGENCY, INC., YES, 8605 ST C N. DIXIE DR. ST 100,DAYTON,OH45414., 1991, 3, 1, RECOMMEND FIXED ANNUITIES, TERM LIFE INSURANCE, LONG TERM CARE 2. SMITH, MOSES & COZAD, LLC. POSITION: Other - Member NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1991 ADDRESS: 8605 N. Dixie Dr., Suite C, Dayton OH 45414, United States DESCRIPTION: This is a DBA used for marketing purposes only. All business is being transacted through other entities. We pay payroll, rent and other business expenses through Smith, Moses & Co, LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-05 |
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