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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-12-14
  • OH RA
    APPROVED
    Since 2010-12-14

Branch Locations

801 Eastgate North Dr., Cincinnati, OH 45245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 12/2010 Present
  • 12/2010 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2007-09-26 → 2010-12-10
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Loveland, OH
    Loveland, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 1986-01-16
  • S66 Uniform Combined State Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    1986-01-16

View on SEC IAPD

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