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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
RI RA APPROVED 2012-07-17
CT RA APPROVED 2012-07-13
MA RA APPROVED 2009-04-06
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • RI RA
    APPROVED
    Since 2012-07-17
  • CT RA
    APPROVED
    Since 2012-07-13
  • MA RA
    APPROVED
    Since 2009-04-06

Branch Locations

50 Braintree Hill Ofc Prk Suite 310, Braintree, MA 02184 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Braintree MA 01/2003 Present
Raymond James Financial Services Advisors Inc. Braintree MA 01/2009 Present
The Semjen Group Braintree MA 10/2010 Present
Real Estate Nantucket MA 04/2012 09/2016
  • 01/2003 → Present
    Raymond James Financial Services
    Braintree, MA
  • 01/2009 → Present
    Braintree, MA
  • 10/2010 → Present
    The Semjen Group
    Braintree, MA
  • 04/2012 → 09/2016
    Real Estate
    Nantucket, MA
Previous Registrations
  • 2001-02-01 → 2003-02-05
    Prudential Equity Group, Llc
    Boston, MA
Other Businesses

(1)Name of Business: Address: 19 Hilltop Rd, Hingham, MA, 02043, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 07/02/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: The Semjen Group Address: 25 Braintree Hill Office Park , Braintree, MA, 02184, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/13/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-12
S65 Uniform Investment Adviser Law Examination 1995-03-21
S63 Uniform Securities Agent State Law Examination 1985-12-16
  • S66 Uniform Combined State Law Examination
    2009-02-12
  • S65 Uniform Investment Adviser Law Examination
    1995-03-21
  • S63 Uniform Securities Agent State Law Examination
    1985-12-16
Other Names
  • Andrew N Semjen

View on SEC IAPD

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