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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Alexandria | VA | 02/2006 | Present |
| Morgan Stanley Smith Barney | Alexandria | VA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) *96173 - NPE Holdings LLC; Investment related No; St. Louis, Missouri; Technology; Officer (proprietor, partner, officer, director, employee, trustee, agent); 06/2012 ; During business hours: 0; After business hours: 1; I serve as Corporate Secretary where my duties are strictly admiistrative. I do not make decisions for the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-04 |
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