Howard Lee Perlroth

Current Employers

Employment History

• 04/2016 → 02/2017
  Kestra Financial Services, Inc.
  Austin, TX
• 02/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Rockville, MD
• 03/2020 → 07/2025
  Ameriprise Financial Services, Llc
  Rockville, MD
• 07/2025 → Present
  Kestra Investment Services, Llc
  Rockville, MD
• 07/2025 → Present
  Kestra Advisory Services, Llc
  Rockville, MD

Previous Registrations

• 2017-02-03 → 2025-07-21
  Ameriprise Financial Services, Llc
  Rockville, MD
  Ijamsville, MD
• 2016-04-18 → 2017-02-09
  Kestra Advisory Services, Llc
  Rockville, MD
• 2013-06-17 → 2016-09-22
  Kestra Investment Services, Llc
  Rockville, MD
  Austin, TX

Other Businesses

Name: GARTENHAUS WEALTH MANAGEMENT POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/11/2025 ADDRESS: 2400 Research Blvd, Ste 110, Rockville MD 20850, United States DESCRIPTION: Investment Advisory Services for clients, Managing Business & Staff Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/11/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CURA MANAGEMENT LLC POSITION: Owner NATURE: Purely administrative duties INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/11/2025 ADDRESS: 2400 Research Blvd, Ste 110, Rockville MD 20850, United States DESCRIPTION: This is where all of our operations are conducted. No investment advisory services, no planning. Purely administrative duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-17
• S63 Uniform Securities Agent State Law Examination
  1999-05-15