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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
2352 Main Street Suite 300, Concord, MA 01742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/1985 | 11/2018 |
| Royal Alliance Associates, Inc. | Maynard | MA | 11/2018 | Present |
1. INSURANCE BROKERAGE 2. CFG POSITION: registered representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 162 SECURITIES TRADING HOURS: 162 START DATE: 08/01/1985 ADDRESS: 160 gould st, suite 212, needham heights MA 02494, United States DESCRIPTION: provide assistance to investors 3. SCOTT W HOLDEN POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 2352 main st, concord MA 01742, United States DESCRIPTION: Selling Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-23 |
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