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Jeffrey Stuart King

Twelve Points Wealth Management

Concord, MA

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Current Employers
Twelve Points Wealth Management

9 Pond Lane Suite 3A, Concord, MA 01742 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-27
MA RA APPROVED 2021-12-07
  • TX RA
    APPROVED_RES
    Since 2024-11-27
  • MA RA
    APPROVED
    Since 2021-12-07

Branch Locations

9 Pond Lane Suite 3A, Concord, MA 01742 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Needham MA 06/2018 09/2019
Pruco Securities, Llc Needham MA 06/2018 09/2019
Ameriprise Financial Services Westborough MA 06/2016 05/2018
Citizens Securities Inc. North Waltham MA 09/2019 10/2021
Twelve Points Wealth Management Concord MA 10/2021 Present
  • 06/2018 → 09/2019
    The Prudential Insurance Company Of America
    Needham, MA
  • 06/2018 → 09/2019
    Pruco Securities, Llc
    Needham, MA
  • 06/2016 → 05/2018
    Ameriprise Financial Services
    Westborough, MA
  • 09/2019 → 10/2021
    Citizens Securities Inc.
    North Waltham, MA
  • 10/2021 → Present
    Twelve Points Wealth Management
    Concord, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-04
S66 Uniform Combined State Law Examination 2005-09-09
  • S65 Uniform Investment Adviser Law Examination
    2019-11-04
  • S66 Uniform Combined State Law Examination
    2005-09-09
Other Names
  • Jeffery King
  • Jeffrey Stuart King
  • Jeffrey S. King
  • Jeff King
  • Jeffrey S King

View on SEC IAPD

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