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Travis Hubert Hughes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Montgomery, AL

Birmingham, AL

Gulf Shores, AL

Dadeville, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-01-21
AL RA APPROVED 1991-04-05
  • TX RA
    APPROVED_RES
    Since 2003-01-21
  • AL RA
    APPROVED
    Since 1991-04-05

Branch Locations

4001 Carmichael Rd, Montgomery, AL 36106 • United States

Birmingham, AL • United States

Gulf Shores, AL • United States

Dadeville, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montgomery AL 06/1985 Present
Bank Of America,Na Montgomery AL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-26
S63 Uniform Securities Agent State Law Examination 1985-09-12
  • S65 Uniform Investment Adviser Law Examination
    2000-09-26
  • S63 Uniform Securities Agent State Law Examination
    1985-09-12
Other Names
  • Travis H Jr Hughes

View on SEC IAPD

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RWC WEALTH MANAGEMENT, INC. · MONTGOMERY, AL
LPL ENTERPRISE, LLC · MONTGOMERY, AL
MARBLE WEALTH, LLC · MONTGOMERY, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Montgomery, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL
SYNOVUS SECURITIES, INC. · MONTGOMERY, AL
SUMMIT FINANCIAL, LLC · MONTGOMERY, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL

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