Kevin Yautoo Chiu

Current Employers

Employment History

• 09/2003 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2004 → Present
  Elsass Financial Group, Inc.
  Wadsworth, OH
• 03/2005 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2001-06-07 → 2003-09-23
  Cuna Brokerage Services, Inc.
  Naperville, IL

Other Businesses

1)INDEPENDENT INSURANCE AGENT, 132 S BOARD ST, STE 202, CANFIELD, OH, 6/1999 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3 HR/WK - 3/TRADING. 2.ELSASS FINANCIAL GROUP IN, 125 W BOYER ST, WADSWORTH, OH, 7/2004 AS VP/ADVISORY REP OF A RIA. INV REL - 4 HR/MO - 4/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.J FORD CRANDALL MEMORIAL FOUNDATION, 15723 MAHONING AVE STE B, DIAMOND, OH, 2/2018 AS BOARD MEMBER. NIR - 4/MO - 0/TRADING. 5.MARION G RESCH FOUNDATION, 7373 CHRISTOPHER DR, POLAND, OH, 3/2018 AS TRUSTEE OF FOUNDATION THAT GRANTS MONEY TO UNIVERSITIES FOR SCHOLARSHIPS. NIR - 8/YR - 0/TRADING. 6. WILLIAM SWANSTON CHARITABLE FUND, 201 E COMMERCE ST, SUITE 150, YOUNGSTOWN, OH, BOARD MEMBER OF A NON-PUBLIC ENTITY, DIRECTOR, NIR, 2/MO- 0/TRADING 7. KEVIN YT CHIU, 3736 BOARDMAN-CANFIELD RD, STE 3, CANFIELD, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/01/99, INV REL, 3/WK- 3/TRADING 8. MAHONING SHENANGO VALLEY ESTATE PLANNING COUNCIL, N/A, Youngstown OH 44406, United States, 02/12/2026, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-12
• S63 Uniform Securities Agent State Law Examination
  1999-07-27

Designations