Mark Jason Smallwood

Current Employers

Employment History

• 12/2009 → Present
  Bps Pension Advisors, Inc
  Canfield, OH
• 01/2010 → Present
  Bps Wealth Advisors, Inc
  Canfield, OH
• 03/2010 → 02/2017
  Beard Financial Services, Inc.
  Youngstown, OH
• 01/2017 → Present
  Valmark Securities, Inc.
  Akron, OH
• 02/2017 → Present
  Valmark Advisers, Inc.
  Akron, OH

Previous Registrations

• 2008-06-12 → 2010-01-04
  Hudson Financial Advisors Inc
  Streetsboro, OH

Other Businesses

1) BPS Pension Advisors, Inc. 3701 Boardman - Canfield Rd. Suite 1, Canfield, OH 44406, THIRD PARTY ADMINISTRATION; STARTED 11/2009; 53 HOURS PER MONTH DURING MARKET HOURS, I HAVE DISCUSSIONS AS NEEDED WITH CLIENTS AND STAFF REGARDING ADMINSTRATION WORK; REVIEW OF ADMINISTRAITON CALCULATIONS AND ONGOING RELATED WORK; COMPENSATION-A SHARE OF REVENUE RECEIVED./// 2) BPS Wealth Advisors, Inc. 3701 Boardman - Canfield Rd. Suite 1, Canfield, OH 44406, 11/2009; 52 HOURS PER MONTH DURING MARKET HOURS, ADVISOR REPRESENTATIVE; INVESTMENT ADVISOR (IA)/SECRETARY. SERVE AS IA TO SMALL COMPANIES AND INDIVIDUALS; INVESTMENT RELATED; CLIENT INVOLVEMENT-DISCUSSIONS WITH CLIENTS REGARDING INVESTMENTS IN THEIR ACCOUNTS, TRADES AND REBALANCING DONE WHEN NEEDED; ADVISOR TO CLIENTS INCLUDING ONGOING MEETINGS AND DISCUSSIONS REGARDING MANAGEMENT OF INVESTMENTS; COMPENSATION-A PORTION OF FEES PAID TO FIRM./// 3)ValMark Securities, Inc., 3701 Boardman - Canfield Rd. Suite 1, Canfield, OH 44406, 01/2017, 40 Hours per month during market hours. Registered Representative, Serve as a registered broker to clients. Compensation - A percentage of gross commissions earned. /// 4)ValMark Investment Advisors, Inc., 3701 Boardman - Canfield Rd. Suite 1, Canfield, OH 44406, 02/2017, 13 Hours per month during market hours; Investment Advisor Representative, Serve as in investment advisor to clients; Compensation - A percentage of gross fees collected. /// 5)Executive Insurance Agency, Inc., 130 Springside Drive, Akron, Ohio 44333. 02/2017. 1-2 Hours per month during market hours. Insurance Agent, Insurance agent providing insurance product sales. Compensation - A percentage of gross insurance commissions collected./// 6) Canfield Band Parents, Inc.; P.O. Box 505 Canfield, OH 44406; Treasurer; Start Date 1/1/2021; NOT Investment Related; Approximately 6-10 hrs. per month; No compensation paid/// 7) Business Consulting; Analyst; Canfield, OH; Financial forecasting and analysis to help business owners; Create processes/procedures for on-going analysis so that it can be done routinely by owner and employees going forward; not investment related; compensation: Paid by check as billed for time spent on project work.///

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-05-14
• S65 Uniform Investment Adviser Law Examination
  2008-07-11