Steven Thomas Sherman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1985 → 06/2019
  Foresters Financial Services
  Denver, CO
• 08/2016 → 06/2019
  Foresters Advisory Services
  Denver, CO
• 06/2019 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Denver, CO

Previous Registrations

• 2016-09-09 → 2019-06-20
  Foresters Advisory Services, Llc
  Denver, CO

Other Businesses

FINANCIAL ADVISOR AND WEALTH MANAGER AT ASCEND PLANNING PARTNERS; DBA FOR CETERA BUSINESS

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-06
• S63 Uniform Securities Agent State Law Examination
  1993-10-26

Other Names

• Steve T Sherman