Todd Randle Krempasky

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 11/2016
  Wells Fargo Advisors Llc
  Delafield, WI
• 11/2016 → 08/2017
  Wells Fargo Clearing Services, Llc
  Delafield, WI
• 08/2017 → 09/2022
  Rbc Capital Markets, Llc
  Milwaukee, WI
• 09/2022 → Present
  Rbc Capital Markets, Llc.
  Delafield, WI

Previous Registrations

• 2010-09-27 → 2017-08-29
  Wells Fargo Clearing Services, Llc
  Delafield, WI
• 2006-08-12 → 2010-09-30
  Ubs Financial Services Inc.
  Delafield, WI
  Brookfield, WI

Exams

• S66 Uniform Combined State Law Examination
  2006-05-31
• S63 Uniform Securities Agent State Law Examination
  1985-10-02

Other Names

• Todd Randall Krempasky
• Todd Randal Krempasky