Jay Morris Frank

Current Employers

Employment History

• 05/2015 → Present
  Wealthspire Advisors
  Delafield, WI
• 10/2015 → 06/2020
  Wealthspire Capital, Llc
  Delafield, WI

Previous Registrations

• 2015-05-07 → 2020-12-31
  Wealthspire Advisors
  Delafield, WI
• 2010-10-19 → 2015-05-06
  Next Financial Group, Inc.
  Delafield, WI
• 2014-04-17 → 2015-05-06
  Lake Country Wealth Management
  Delafield, WI
• 2004-09-28 → 2010-10-21
  Principal Securities, Inc.
  Milwaukee, WI
  Wauwatosa, WI

Other Businesses

1) INSURANCE SERVICING: LIFE/HEALTH, FIXED ANNUITIES, DISABILITY/LTC WITH BRONFMAN E.L. ROTHSCHILD; 1% TIME SPENT; 2) FEE BASED INVESTMENT ADVISORY SERVICES, WITH BRONFMAN E.L. ROTHSCHILD, LP, SENIOR ADVISOR, APPROX 75% TIME SPENT 3)RAUCH, INC.; BOARD OF DIRECTORS - NON PROFIT ARTS EDUCATION; SECRETARY; 1% TIME SPENT; 0% OWNERSHIP; $0 COMP 4)SOCIETY OF FINANCIAL SERVICES PROFESSIONALS; NON-PROFIT; 0% OWNERSHIP; 1% TIME SPENT; 0% COMP; DIRECTOR; MEMBER OF THE BOARD OF DIRECTORS; INDEFINITE 5)CONGREGATION BETH JEHUDAH; NON-PROFIT; 0% OWNERSHIP; 1% TIME SPENT; 0% COMP; DIRECTOR; MEMBER OF THE BOARD OF DIRECTORS, QUARTERLY MEETINGS; INDEFINITE 6) JEWISH COMMUNITY FOUNDATION OF MILWAUKEE; 1% TIME SPENT; 0% COMP; BOARD OF TRUSTEES; INDEFINITE SERVICE

Exams

• S66 Uniform Combined State Law Examination
  2004-09-27
• S63 Uniform Securities Agent State Law Examination
  1987-01-06

Designations