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Stanton William Spackeen

Financial Directions LLC

Tucson, AZ

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Current Employers
Financial Directions Llc

1228 East Prince Road, Tucson, AZ 85719 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-12
TX RA APPROVED 2022-09-19
  • AZ RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED
    Since 2022-09-19

Branch Locations

1228 East Prince Road, Tucson, AZ 85719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Directions, Llc Tucson AZ 01/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 1990-09-06
  • S65 Uniform Investment Adviser Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    1990-09-06
Other Names
  • Stanton William Spakeen
  • Stan William Spackeen

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
COMMONWEALTH FINANCIAL NETWORK · TUCSON, AZ

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