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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| AL | RA | APPROVED | 2012-03-13 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Montgomery | AL | 03/2012 | Present |
1. Elmwood Farm/Mardre Farm; 100 Mardre Road Windsor NC 27983; Family farm; Part owner; Manage assets; 06/15/1966; 10.00 Hour(s) Per Year; during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-02 |
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