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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-17 |
| MO | RA | APPROVED | 2001-01-01 |
Branch Locations
10369 Clayton Rd, Frontenac, MO 63131 • United States
St Louis, MO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
1. FIDUCIARY BENCHMARKS INC, NOT INVESTMENT RELATED, 111 SW COLUMBIA SUITE 1080 PORTLAND OR, SERVICE TO PROVIDE DATA TO RETIREMENT PLAN INDUSTRY, PASSIVE INVESTOR, BEGAN 10/10/2007, NO TIME SPENT, NOT INVOLVED IN DAY-TO-DAY BUSINESS OPERATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-28 |
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