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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-01 |
| TX | RA | APPROVED_RES | 2022-07-30 |
Branch Locations
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Chesterfield | MO | 11/2008 | 07/2022 |
| Bank Of America, Na | Chesterfield | MO | 12/2009 | 07/2022 |
| Stifel, Nicolaus & Company, Incorporated | Frontenac | MO | 07/2022 | Present |
1. Missouri Karate Association; 15475 Clayton Road, Ballwin, MO 63011; Karate lessons; Owner; Teach classes in the evenings 2 times per week; 01/01/2001; 1 Hour per Day; Not during securities trading hours; Not Investment-Related. 2. Bacon in Bonita LLC; 18760 Wild Horse Farm Court Wildwood, MO 63038; Property Investments; Manager; Property Investor; 08/01/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-16 |
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