Kimberly A Kettler

Stifel, Nicolaus & Company, Incorporated

CRD 5139606

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
MO	RA	APPROVED	2009-12-01

TX RA
APPROVED_RES

Since 2020-03-19
MO RA
APPROVED

Since 2009-12-01

Branch Locations

2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Kirkwood	MO	05/2009	Present

05/2009 → Present

Stifel Nicolaus & Co Inc

Kirkwood, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-30

S66 Uniform Combined State Law Examination

2009-11-30

Other Names

Kimberly A Watson

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATEGIC ADVISERS LLC

Nearby Investors

KEVIN THOMAS MAXIM

LAURA ANN NETEMEYER

AVIS NANNETTE CHANDLER

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO

J.P. MORGAN SECURITIES LLC · Frontenac, MO

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO

More in Frontenac, MO

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