Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
6929 E. Greenway Parkway Suite 170, Scottsdale, AZ 85254 • United States
8776 E Shea Blvd Suite 102, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 07/2011 | 12/2018 |
| Questar Asset Management, Inc. | Minneapolis | MN | 07/2011 | 12/2018 |
| Securities America, Inc. | Scottsdale | AZ | 12/2018 | 06/2023 |
| Securities America Advisors, Inc. | Scottsdale | AZ | 12/2018 | 06/2023 |
| Calise Enterprises, Llc Dba H&R Block | Scottsdale | AZ | 02/2011 | Present |
| Cfr Capital Group, Llc | Scottsdale | AZ | 05/2006 | Present |
| Reagan Capital, Llc | Mesa | AZ | 01/2016 | Present |
| Avantax Investment Services Inc. | Scottsdale | AZ | 06/2023 | 09/2025 |
| Avantax Advisory Services | Scottsdale | AZ | 06/2023 | 09/2025 |
| Avantax Insurance Agency, Llc | Scottsdale | AZ | 06/2023 | 09/2025 |
| Calise Enterprises, Llc Dba H&R Block | Scottsdale | AZ | 02/2011 | Present |
| Cetera Wealth Services, Llc | Scottsdale | AZ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Family Stone Financial Group, Llc | Scottsdale | AZ | 06/2026 | Present |
| Family Stone Tax Group, Llc | Scottdale | AZ | 06/2026 | Present |
1) REAGAN CAPITAL, LLC POSITION: Manager NATURE: I own Reagan Capital, LLC which is an entity that holds my interest in both Calise Enterprises and CFR Capital Group (both previously disclosed) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2016 ADDRESS: 3230 E Thomas Rd, Unit 162, Mesa AZ 85213, United States DESCRIPTION: The sole purpose of this entity is to hold the ownership interest in both Calise Enterprises and CFR Capital Group. There are no duties tied to this entity, as it just holds my ownership of the two entities 2) CALISE ENTERPRISES, LLC DBA H&R BLOCK POSITION: Manager NATURE: tax preparation, tax planning, tax consulting, payroll services, bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 02/10/2011 ADDRESS: 6929 East Greenway Pkwy, Suite 170, Scottsdale AZ 85254, United States DESCRIPTION: manage the office, review tax returns, do not actually prepare any tax returns, meet with clients on tax savings strategies when needed, own three H+R Block Franchise locations 3) CFR CAPITAL GROUP, LLC POSITION: Manager NATURE: financial planning, investment planning, estate planning, retirement planning, risk analysis INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 05/09/2006 ADDRESS: 8776 E Shea Blvd, Suite 102, Scottsdale AZ 85260, United States DESCRIPTION: meet with clients, analyze current financial situation, discuss time horizon, risk tolerance, consider areas that can be improved, review products, give recommendations. 4) DE ANZA IMPORTS, LLC POSITION: Member NATURE: set up entity for future business for my wifeKarla Karina Rodriguez to sell home made arts and crafts, not active at this time INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2023 ADDRESS: 3230 E Thomas Rd, Unit 162, Mesa AZ 85213, United States DESCRIPTION: No duties at this time, entity is not active 5) THE RODRIGUEZ FAMILY TRUST DTD 9/10/16 POSITION: Co-Trustee NATURE: living trust for myself and wife Karla Karina Rodriguez INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2016 ADDRESS: 3230 E Thomas Rd, Unit 162, Mesa AZ 85213, United States DESCRIPTION: management of trust, do not need to file separate tax return and don't have accounts in trust name, this is the extent of my duties 6) GLOBAL ATLANTIC IMO POSITION: Financial Advisor NATURE: Setup to allow for servicing of prior annuities with Global Atlantic via Financial Independence Group INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/20/2023 ADDRESS: 6929 East Greenway Pkwy, Suite 170, Scottsdale AZ 85254, United States DESCRIPTION: Service accounts as needed 7) NAME OF OTHER BUSINESS: FAMILY STONE FINANCIAL GROUP, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: FAMILY STONE TAX GROUP, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX PREPARATION SERVICES START DATE: 7/2026 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: REVIEW TAX DOCUMENTS PREPARED BY OTHERS IN CONJUNCTION WITH FINANCIAL PLANNING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-24 |
Reach out to this advisor