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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-04-08 |
| TN | RA | APPROVED | 2005-06-27 |
Branch Locations
537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Chattanooga | TN | 06/2005 | Present |
(1) CAPITALMARK BANK - PURCHASING SHARES OF A LOCAL BANK ON THE START UP. (2)CLOSE FAMILY CAR COLLECTION, LLC ADDRESS: SIGNAL MOUNTAIN, TN NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: BUSINESS OWNER INVESTMENT RELATED:NO START DATE: 06/01/2009 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 8 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0.5 DESCRIPTION OF DUTIES: SINGLE MANAGING MEMBER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-21 |
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