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Kirk Edwin Prescott Littlewood

Bfc Planning, Inc.

Cedar Rapids, IA

CRD 1396996

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Employer firm

Bfc Planning, Inc. CRD 119682

$3.84B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-05
TX RA APPROVED_RES 2025-12-05
  • IL RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED_RES
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co Inc Manchester MO 01/2011 12/2025
Littlewood Financial Services, Inc. Flossmoor IL 05/2011 Present
Berthel, Fisher & Company Financial Services, Inc. Matteson IL 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 01/2011 → 12/2025
    Moloney Securities Co Inc
    Manchester, MO
  • 05/2011 → Present
    Littlewood Financial Services, Inc.
    Flossmoor, IL
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Matteson, IL
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2016-05-06 → 2025-12-05
    Moloney Securities Asset Management Llc
    Matteson, IL
    Manchester, MO
  • 2016-02-05 → 2016-05-10
    Moloney Securities Co., Inc.
    Manchester, MO
    Flossmoor, IL
    Manchester, MO
    Matteson, IL
  • 2011-05-27 → 2015-12-31
    Littlewood Financial Services, Inc.
    Matteson, IL
  • 2005-11-01 → 2011-11-28
    L.P. Littlewood And Associates, Inc.
    Flossmoor, IL
    Flossmoor, IL
Other Businesses

LITTLEWOOD FINANCIAL SERVICES, INC., PRESIDENT, DBA UNDER WHICH BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. BROKERAGE AND BFC PLANNING, INC. ADVISORY SERVICES ARE OFFERED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-28
S63 Uniform Securities Agent State Law Examination 1985-09-26
  • S66 Uniform Combined State Law Examination
    2005-06-28
  • S63 Uniform Securities Agent State Law Examination
    1985-09-26

View on SEC IAPD

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