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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED_RES | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moloney Securities Co Inc | Manchester | MO | 01/2011 | 12/2025 |
| Littlewood Financial Services, Inc. | Flossmoor | IL | 05/2011 | Present |
| Berthel, Fisher & Company Financial Services, Inc. | Matteson | IL | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
LITTLEWOOD FINANCIAL SERVICES, INC., PRESIDENT, DBA UNDER WHICH BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. BROKERAGE AND BFC PLANNING, INC. ADVISORY SERVICES ARE OFFERED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-26 |
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