Leigh A Nickel

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Davie, FL
• 07/2010 → 02/2017
  Independent Financial Partners
  Plantation, FL
• 02/2017 → 11/2018
  Independent Financial Partners
  Davie, FL
• 11/2018 → Present
  Independent Advisor Alliance, Llc
  Davie, FL

Previous Registrations

• 2009-09-28 → 2018-11-28
  Independent Financial Partners
  Plantation, FL
  Davie, FL
• 2000-01-07 → 2009-09-24
  Mutual Service Corporation
  Boston, MA
  Plantation, FL

Other Businesses

1. 8/3/2010: NON-VARIABLE INSURANCE - LEIGH NICKEL, INC. - AGENT FOR NON-VARIABLE LIFE, DISABLITY AND LONG-TERM CARE INSURANCE. SOME OF THESE COMMISSIONS ARE PAID DIRECTLY TO MY CORPORATION, LEIGH NICKEL INC. MOST ARE PAID TO ME, LEIGH NICKEL. - TIME SPENT 1% - Davie, FL. 2. 8/10/2010: NON-VARIABLE INSURANCE DBA - ASSET ADVISORS - AGENT FOR LIFE, DISABILITY, AND LONG- TERM CARE INSURANCE. THESE ARE ALL NON-VARIABLE INSURANCE PRODUCTS. - TIME SPENT 5% - Davie, FL. 3. 12/7/2018 - Asset Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/28/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 12/11/2018 - Independent Advisor Alliance - DBA: (Hybrid) Asset Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/28/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/11/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/11/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/28/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Group, an independent investment advisor firm. I started this business activity on 12/4/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-04-24

Designations

• Chartered Financial Consultant

Other Names

• Leigh Ogletree
• Leigh Nickel Ogletree
• Nickel Ogletree
• Leigh Nickel Ogletree
• Leigh Nickel Harper