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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| FL | RA | APPROVED | 2007-09-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Des Moines | IA | 08/1999 | Present |
| John T Cullen | Miami Lakes | FL | 09/1977 | Present |
***OUTSIDE INSURANCE, LIFE, FIXED ANNUITIES, 11/03/14. ***JOHN T. CULLEN, P.A., OWNER OF CPA FIRM. ALSO A LICENSED CPA, 12/09/14.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-20 |
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