Frank Jefferies Held

Current Employers

Employment History

• 06/2006 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 01/2007 → 07/2020
  Investacorp Advisory Services
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Davie, FL
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Davie, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Davie, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Davie, FL

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Davie, FL
• 2007-01-04 → 2020-07-17
  Investacorp Advisory Services Inc
  Davie, FL
  Davie, FL
• 1998-12-02 → 2006-06-06
  Valic Financial Advisors, Inc.
  Miami, FL

Other Businesses

FIXED INSURANCE POSITION: Advisor/Sales NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/15/2006 ADDRESS: 12555 Orange Drive, Suite 103, Davie FL 33330, United States DESCRIPTION: Sales of various insurance products. PRINCETON FINANCIAL POSITION: Advisor NATURE: DBA - Doing business as: Princeton Financial INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2006 ADDRESS: 12555 Orange Drive, Suite 103, Davie FL 33330, United States DESCRIPTION: Securities offered through my broker dealer Securities America. J HELD FINANCIAL, INC. POSITION: President NATURE: Used as a conduit for my securities and broker dealer business. Established checking account to pay bills and pay taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2006 ADDRESS: 12555 Orange Drive, Suite 103, Davie FL 33330, United States DESCRIPTION: Used as a conduit for my securities and broker dealer business. Established checking account to pay bills and pay taxes. FIXED INSURANCE POSITION: Advisor/Sales NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/15/2006 ADDRESS: 12555 Orange Drive, Suite 103, Davie FL 33330, United States DESCRIPTION: Sales of fixed insurance products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-14

Other Names

• Jeff Held