Paul Kevin O'BRien

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Portsmouth, NH
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Portsmouth, NH

Previous Registrations

• 2004-02-26 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Peabody, MA
  Portsmouth, NH
  Peabody, MA
  St. Louis, MO

Other Businesses

TRUSTEE FOR DECEASED FATHER'S TRUST; INV. RELATED; PORTSMOUTH, NH; START DATE 2/9/2016; 10 HRS PER MONTH; 0 HRS DURING TRADING. PERSONAL REPRESENTATIVE FOR FATHER'S ESTATE; INV. RELATED; PORTSMOUTH, NH; START DATE 2/9/2016; 10 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE OF MOTHER'S TRUST; INV. RELATED; PORTSMOUTH, NH; START DATE 9/20/2018; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-16
• S63 Uniform Securities Agent State Law Examination
  1985-08-23

Designations

• Certified Financial Planner

Other Names

• P Kevin O'BRien
• P.K. O'BRien
• Paul Kevin Obrien