Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2008-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portsmouth | NH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 11/2016 | Present |
TRUSTEE FOR DECEASED FATHER'S TRUST; INV. RELATED; PORTSMOUTH, NH; START DATE 2/9/2016; 10 HRS PER MONTH; 0 HRS DURING TRADING. PERSONAL REPRESENTATIVE FOR FATHER'S ESTATE; INV. RELATED; PORTSMOUTH, NH; START DATE 2/9/2016; 10 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE OF MOTHER'S TRUST; INV. RELATED; PORTSMOUTH, NH; START DATE 9/20/2018; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-23 |
Reach out to this advisor