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Thames Asset Management, Inc CRD 106559
$41.8M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One University Plaza Suite 311, Hackensack, NJ 07601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-27 |
| NJ | RA | APPROVED | 2025-10-27 |
| NY | RA | APPROVED | 2021-02-25 |
Branch Locations
1 University Plaza Dr 311, Hackensack, NJ 07601 • United States
Surfside, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clg Investment Company, Inc. | Greenwich | CT | 01/2000 | 12/2016 |
| Srg Advisors, Llc | Hackensack | NJ | 07/1984 | Present |
| Thames Asset Management Inc. | Hackensack | NJ | 08/1992 | Present |
| Superior Financial Services Llc | Hackensack | NJ | 01/2010 | Present |
SRG ADVISORS LLC SINCE 1984 CERTIFIED PUBLIC ACCOUNTANT MEMBER - 35 HOURS WEEKLY THAMES ASSET MANAGEMENT INC. SINCE 1992 REGISTERED INVESTMENT ADVISOR PRESIDENT - 10 HOURS APPROX BOTH ARE LOCATED AT: ONE UNIVERSITY PLAZA SUITE 311 HACKENSACK, NJ 07601
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-22 |
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